SEC red flags and earnings today

Monday, October 12, 2026 · updated Oct 12, 9:29 PM ET from SEC EDGAR · Agent Utility Suite

Red flags and insider buying

8-K restatements (Item 4.02), auditor changes, delisting notices, bankruptcies, cybersecurity incidents, impairments, late 10-K/10-Q notices, and open-market insider purchases of $100K or more.

LevelCompany and eventFiling
Red flagStreamex Corp. STEX
Streamex Corp.: Delisting notice or missed listing standard
8-K · sec.gov
Oct 9, 5:20 PM ET
Red flagAlaunos Therapeutics, Inc. TCRT
Alaunos Therapeutics, Inc.: Delisting notice or missed listing standard
8-K · sec.gov
Oct 9, 4:30 PM ET
Red flagEvernorth Holdings Inc.
Evernorth Holdings Inc.: Material agreement signed; Acquisition or disposal completed; Delisting notice or missed listing standard; Unregistered sale of shares (possible dilution); Change in control; Director or officer departure or appointment
8-K · sec.gov
Oct 9, 4:25 PM ET
Red flagBetter Home & Finance Holding Co BETR
Better Home & Finance Holding Co: Delisting notice or missed listing standard
8-K · sec.gov
Oct 9, 4:19 PM ET
Red flagACCENDRA HEALTH INC/VA/ ACH
ACCENDRA HEALTH INC/VA/: Delisting notice or missed listing standard
8-K · sec.gov
Oct 9, 4:10 PM ET
Red flagIT TECH PACKAGING, INC. ITP
IT TECH PACKAGING, INC.: Delisting notice or missed listing standard
8-K · sec.gov
Oct 9, 9:30 AM ET
Red flagSports Entertainment Gaming Global Corp SEGG
Sports Entertainment Gaming Global Corp: Restatement: earlier financial statements should no longer be relied on
8-K · sec.gov
Oct 8, 10:54 AM ET
AmberProfusa, Inc. PFSA
Profusa, Inc.: Auditor change
8-K · sec.gov
Oct 9, 5:00 PM ET
AmberSELECTIS HEALTH, INC. GBCS
SELECTIS HEALTH, INC.: Acquisition or disposal completed; Change in control; Director or officer departure or appointment
8-K · sec.gov
Oct 9, 4:54 PM ET
AmberCTT PHARMACEUTICAL HOLDINGS, INC. CTTH
CTT PHARMACEUTICAL HOLDINGS, INC.: Auditor change
8-K · sec.gov
Oct 9, 4:13 PM ET
AmberVERDE RESOURCES, INC. VRDR
VERDE RESOURCES, INC.: Auditor change
8-K · sec.gov
Oct 9, 4:05 PM ET
AmberMETROSPACES, INC.
METROSPACES, INC.: Material agreement signed; Change in control; Director or officer departure or appointment
8-K · sec.gov
Oct 9, 11:39 AM ET
AmberOpenWorld, Inc. OPNW
OpenWorld, Inc.: Auditor change
8-K · sec.gov
Oct 8, 4:30 PM ET
AmberElauwit Connection, Inc. ELWT
Elauwit Connection, Inc.: Auditor change
8-K · sec.gov
Oct 8, 2:27 PM ET
Insider buyingReformation Inc. REF
Reformation Inc.: Coyle John Joseph (director) bought $3,000,000 of stock on the open market
4/A · sec.gov
Oct 9, 9:18 PM ET
Insider buyingBluerock Private Real Estate Fund BPRE
Bluerock Private Real Estate Fund: KAMFAR RAMIN (director) bought $8,501,527 of stock on the open market
4 · sec.gov
Oct 9, 9:07 PM ET

For agents: sec_market_alerts ($0.005 per call) returns these with the 8-K text excerpt, insider purchase details, watchlist filters and a cursor for only-new results. sec_alerts_peek counts them free. sec_alert_subscription ($1.00 for 30 days) pushes them to your webhook.

POST https://x402-agent-api.onrender.com/api/v1/sec-market-alerts
{"levels":["red","amber"],"limit":20}

Earnings releases

Company and headlineRelease
Wheels Up Experience Inc. UP
WHEELS UP EXPERIENCE INC.
sec.gov
Oct 9, 5:27 PM ET
SolarMax Technology, Inc. SMXT
SolarMax Technology Reports Second Quarter 2026 Financial Results
sec.gov
Oct 9, 5:05 PM ET
Cosmos Health Inc. COSM
Cosmos Health Reports Record Preliminary Nine-Month Revenue of $54.3 Million, Up 19% Year Over Year; Delivers Record Q3 Revenue of $17.4 Million and Reaffirms 2026 Revenue Outlook of Over $90 Million
sec.gov
Oct 9, 5:00 PM ET
ARTS WAY MANUFACTURING CO INC ARTW
ART’S WAY REPORTS A 12% REVENUE INCREASE THROUGH FIRST NINE MONTHS OF FISCAL 2026
sec.gov
Oct 9, 1:05 PM ET
WILSON BANK HOLDING CO WBHC
The following are the performance metrics as of and for the nine months ended September 30, 2026:
sec.gov
Oct 9, 11:07 AM ET
New Horizon Aircraft Ltd. HOVR
Horizon Aircraft Reports Fiscal 2027 First Quarter Results and Advances Full-Scale Cavorite X7 Development
sec.gov
Oct 9, 7:24 AM ET
AVIENT CORP AVNT
Avient Appoints Mike Frank as Chief Executive Officer
sec.gov
Oct 9, 7:10 AM ET
DELTA AIR LINES, INC. DAL
Delta Air Lines Announces September Quarter 2026 Financial Results
sec.gov
Oct 9, 6:30 AM ET

For agents: sec_earnings_today ($0.01 per call) returns each release's key figures (revenue, EPS, guidance) and opening text; company_dossier ($0.03) gives the full picture of one company.

POST https://x402-agent-api.onrender.com/api/v1/sec-earnings-today
{"date":"latest","limit":10}